Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Pruitt is a financial advisor who has been in the industry since June 1994. Kim is currently registered with LPL Financial LLC and has been with the firm since May 2022. Previously, Kim was registered with CUNA BROKERAGE SERVICES, INC. and UBS PAINEWEBBER INC. Kim holds a Series 63, 65, 66, 3, 4, 7, 8, 9, 10, 24 and 53 licenses. Kim is registered in 53 states and 2 jurisdictions. Kim specializes in providing investment advisory services to individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2022 - Present
LPL Financial LLC (Inverness FL)
FL
02/18/2003 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Inverness FL)
NJ
10/24/1995 - 02/04/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/08/1994 - 10/18/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/07/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/23/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1994
Series 3 - National Commodity Futures Examination
BC
Issued 06/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kim Pruitt is the right advisor for you? Invested Better is here to help.
