Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Pino is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Kim has been working in the financial services industry since March 1, 1998. Kim has held previous roles with American Portfolios Financial Services, Inc. and TD Securities (USA) LLC. Kim is licensed in 27 states and holds Series 7, 24, 55, 57TO and SIE licenses. Kim specializes in providing financial planning and investment management services to a range of clients, including individuals, families, and businesses. Kim is also a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SMITHTOWN NY)
NY
01/21/2014 - 10/14/2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (SMITHTOWN NY)
NY
03/08/1996 - 01/30/2012
TD SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 02/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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