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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Ohler is a financial advisor with Raymond James & Associates, Inc., based in Tucson, Arizona. Kim has been in the financial services industry since 1999. Kim's career spans over 20 years, and her previous roles include positions at LPL FINANCIAL LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc. Kim holds Series 6, 7, 22 and 63 securities licenses, as well as the Series 66 license. Kim is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/21/2017 - Present
Raymond James & Associates, Inc. (TUCSON AZ)
AZ
12/03/2015 - 07/14/2017
LPL FINANCIAL LLC (TUCSON AZ)
AZ
10/23/2009 - 11/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
AZ
06/14/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TUCSON AZ)
NA
04/13/1988 - 12/31/1988
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
07/06/1984 - 07/15/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BOTH
Issued 05/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/22/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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