Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Marie Monchik is a securities professional with over 20 years of experience in the industry. Kim is currently registered with Spartan Capital Securities, LLC in New York. Kim has previously held positions at S.W. Bach & Company and Ormes Capital Markets, Inc. Kim has a broad range of experience and holds several industry licenses and certifications. Kim holds Series 7, 24, 55, 57TO, 79TO, 99TO, and 63 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2008 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
04/20/2005 - 03/01/2007
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
04/18/2000 - 06/13/2003
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 07/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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