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Kim Marie Malvey

Fidelity Brokerage Services LLC

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About Kim Marie Malvey

Kim Marie Malvey is a financial professional with over 10 years of experience in the industry. Kim is currently registered with Fidelity Brokerage Services LLC, a firm with a strong reputation for providing comprehensive investment solutions. Kim holds the Series 63, Series 24, SIE, and Series 7 licenses, demonstrating her expertise in a range of financial products and services. Kim has held previous positions with Fidelity Brokerage Services LLC, including roles in Rhode Island and Massachusetts. With her extensive knowledge and dedication to her clients, Kim is committed to helping individuals achieve their financial goals.

Firm Information

Kim Malvey is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kim Malvey’s Registration & Firm History

NH

03/14/2019 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

RI

08/11/2010 - 08/10/2017

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/05/2007 - 08/08/2008

FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 10/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2010

Series 24 - General Securities Principal Examination

BC

Issued 08/10/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kim Marie Malvey.
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