Unclaimed
Kim Marie Hoppens is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since 1993. Kim has held prior positions at HD VEST INVESTMENT SERVICES. Kim holds FINRA licenses for Series 7, 24 and 63. Kim Marie Hoppens is registered with the state of Arizona. Kim currently holds a branch office at 7010 E CHAUNCEY LN, STE 200, PHOENIX, AZ. The branch office is also registered as Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a registered broker-dealer and investment advisor that is headquartered in Minneapolis, MN. Ameriprise Financial Services, LLC has over 11732 licensed agents, 12435 investment adviser representatives, 13881 registered representatives, 12518 individuals that perform investment advisory functions, and 2 adviser representatives for other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2018 - Present
Ameriprise Financial Services, LLC (PHOENIX AZ)
TX
11/11/1992 - 02/09/2018
HD VEST INVESTMENT SERVICES (Irving TX)
BC
Issued 08/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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