Unclaimed
Kim-Marie Black is an Investment Advisor Representative at Empower Advisory Group, LLC. Kim-Marie has been in the financial services industry since 2014. Kim-Marie has been a registered representative since 2007 and has experience in a number of financial services firms including Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and Thrivent Investment Management Inc. Kim-Marie is registered in a number of states including New York, Florida and California. Kim-Marie can provide a variety of financial services including portfolio management, financial planning and educational seminars. Kim-Marie has a strong track record of providing high-quality financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/12/2022 - Present
Empower Advisory Group, LLC (ROCKVILLE CENTRE NY)
NY
09/11/2019 - 07/20/2022
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
06/27/2018 - 01/23/2019
J.P. MORGAN SECURITIES LLC (PORT WASHINGTON NY)
NJ
11/27/2017 - 01/19/2018
THRIVENT INVESTMENT MANAGEMENT INC. (MONTVALE NJ)
NY
01/27/2010 - 04/25/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
NY
01/08/2007 - 11/30/2009
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 12/12/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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