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Kim Louise Moore

Valic Financial Advisors, Inc.

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About Kim Louise Moore

Kim Moore is a financial advisor who has been working in the industry since 2006. Kim is registered with Valic Financial Advisors, Inc. and is currently licensed to provide financial advice in California, Indiana, Nevada, New Mexico, North Carolina, Oregon, and Washington. Kim has worked for several firms in the past, including Wells Fargo Advisors, LLC, Fidelity Brokerage Services LLC, and Seattle-Northwest Securities Corporation. Kim holds the Series 63, 65, 7 and SIE licenses.

Firm Information

Kim Moore is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kim Moore’s Registration & Firm History

WA

08/13/2015 - Present

Valic Financial Advisors, Inc. (RENTON WA)

WA

10/14/2013 - 07/02/2015

WELLS FARGO ADVISORS, LLC (SEATTLE WA)

CO

09/26/2012 - 10/21/2013

FIDELITY BROKERAGE SERVICES LLC (DENVER CO)

WA

04/04/2011 - 09/15/2011

SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)

WA

04/19/2005 - 10/21/2010

SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)

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Licenses & Designations

BC

Issued 04/22/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kim Louise Moore.
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