Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Loan Nguyen is an active financial advisor with over 15 years of experience in the industry. Kim is currently registered with J.p. Morgan Securities LLC and has previously worked at Chase Investment Services Corp., Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc. Kim specializes in providing investment advice to individuals, businesses, and pension plans. Kim holds Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
01/11/2013 - Present
J.p. Morgan Securities LLC (Fort Worth TX)
TX
05/21/2008 - 02/11/2011
CHASE INVESTMENT SERVICES CORP. (SOUTHLAKE TX)
TX
01/01/2008 - 05/23/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
05/28/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 07/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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