Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Lee Smith is a financial professional with over 30 years of experience in the industry. Kim is currently registered with Stephens, Inc., where Kim has been employed since 1991. Kim has a broad range of experience and holds both Series 63 and Series 7 licenses. Kim has also passed the SIE Exam. Kim is registered in Arkansas, California, Florida, Massachusetts, New York, North Carolina, South Carolina, Tennessee, Texas and Virginia. Kim has a strong background in investment management, financial planning, and portfolio management. Kim is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
02/01/1991 - Present
Stephens (LITTLE ROCK AR)
NA
06/22/1988 - 03/08/1989
FIRST STATE INVESTMENTS, INC.
NA
01/30/1989 - 02/21/1989
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
04/02/1986 - 09/24/1986
FIRST INVESTMENT SECURITIES, INC.
NA
05/18/1981 - 05/14/1984
STEPHENS, INC.
BC
Issued 06/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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