Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Collins is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kim has been in the financial services industry since 2014 and is licensed to conduct business in 46 states. Kim has a strong track record of providing financial advice to individuals, corporations, and institutions. Kim has expertise in a variety of financial products and services. Kim holds FINRA Series 66, Series 7, and SIE licenses and is registered with both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Kim has previously worked for RBC Capital Markets, LLC, Wells Fargo Clearing Services, LLC, and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
05/13/2019 - 11/02/2021
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
CA
09/17/2015 - 05/14/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
11/11/2014 - 10/01/2015
OPPENHEIMER & CO. INC. (SAN DIEGO CA)
BOTH
Issued 4/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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