Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim kwan? Claim Your ProfileKim Kwan Wong is a financial advisor registered in New York. Kim Kwan Wong has been in the industry since May 26, 2014 and is currently employed by HSBC Securities (USA) Inc. Kim Kwan Wong is a Series 7 and Series 63 licensed professional. Kim Kwan Wong is a securities professional with experience at Barclays Capital Inc., Merrill Lynch Professional Clearing Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kim Kwan Wong is associated with HSBC Securities (USA) Inc. which is a firm based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/18/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/26/2015 - 11/12/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/17/2013 - 07/08/2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
05/04/2012 - 07/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
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Nasdaq BX, Inc.
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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