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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Hank Lim is a financial advisor with over 20 years of experience in the industry. Kim is currently registered with LPL Financial LLC, and has been with the firm since 2014. Previously, Kim worked with WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, and WALDRON & CO., INC. Kim holds several licenses and certifications, including Series 7, Series 31, Series 63, and Series 65. Kim specializes in providing a range of services, including financial planning, portfolio management, and consulting. Kim serves a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/03/2014 - Present
LPL Financial LLC (LAGUNA BEACH CA)
CA
07/01/2003 - 02/03/2014
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
NY
11/17/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
11/25/1996 - 09/18/1998
WALDRON & CO., INC. (IRVINE CA)
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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