Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Gerald Allen is a financial advisor with Ameritas Advisory Services, LLC based in Watertown, NY. Kim has been in the financial industry since December 1987 and has held previous roles at firms like Carillon Investments, Inc., Cadaret, Grant & Co., Inc., and The Investment Center, Inc. Kim holds the Series 6, 7, 26, 63, and 65 licenses and the SIE designation. In addition to working with Ameritas Advisory Services, LLC, Kim also works with United Professional Advisors LLC, United Wealth Advisor Group, The AFP Group, and United Professional Benefits, providing a range of financial services including investment planning and health benefits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
08/15/2023 - Present
Ameritas Advisory Services, LLC (Watertown NY)
NY
01/16/2004 - 06/30/2006
CARILLON INVESTMENTS, INC. (NEW YORK NY)
NY
02/06/2003 - 12/31/2003
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NJ
07/01/2002 - 01/31/2003
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
OH
03/19/1997 - 06/17/2002
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IA
05/23/1996 - 03/14/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
06/08/1987 - 12/07/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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