Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Fielding Smith is a financial advisor with over 40 years of experience in the financial industry. Kim is currently registered with Stifel, Nicolaus & Company, Inc. in Salem, OH and has a wide range of experience in the investment industry. Kim holds a Series 7, Series 10, Series 9, Series 63 and Series 65 licenses. In addition to Kim's experience at Stifel, Nicolaus & Company, Inc. Kim also previously worked at Butler, Wick & Co., Inc. in Salem, OH from 1983 to 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (SALEM OH)
OH
04/20/1983 - 03/10/2009
BUTLER, WICK & CO., INC. (SALEM OH)
IA
Issued 09/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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