Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim E Oliveros is a financial advisor with over 20 years of experience in the industry. Kim is currently registered with Raymond James & Associates, Inc. and has previously been employed by Northwestern Mutual Investment Services, LLC and Royal Alliance Associates, Inc. Kim is a Series 7, Series 24 and Series 63 licensed professional with a broad range of experience in financial planning, investment management, and portfolio management. Kim offers a variety of financial services including financial planning, pension consulting and educational seminars. Kim has a strong track record of success in helping individuals, businesses, and institutions reach their financial goals. Kim is committed to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/16/2018 - Present
Raymond James & Associates, Inc. (Coral Gables FL)
FL
04/28/2017 - 01/23/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIAMI FL)
FL
02/11/1997 - 04/19/2017
ROYAL ALLIANCE ASSOCIATES, INC. (MIAMI FL)
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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