Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Larkin is a financial advisor with over 30 years of experience in the industry. Kim is currently registered with Cambridge Investment Research Advisors, Inc. in Florida and Texas. Prior to this, Kim worked for firms such as Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Fidelity Brokerage Services, Inc. Kim holds several licenses including Series 7, 9, 10, 24, 63, and 65. Kim works with a wide range of clients including high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. Kim provides financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
06/22/2020 - Present
Cambridge Investment Research Advisors, Inc. (Boca Raton FL)
CT
04/29/2011 - 11/20/2015
WELLS FARGO ADVISORS, LLC (NEW HAVEN CT)
CT
10/23/2009 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIDGEFIELD CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DANBURY CT)
NY
08/11/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/28/2003 - 08/17/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
08/30/1999 - 02/19/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/30/1998 - 08/30/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/06/1997 - 05/06/1998
FLEET ENTERPRISES, INC. (NEW YORK NY)
RI
07/20/1992 - 05/06/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
VT
01/09/1992 - 07/20/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
04/17/1990 - 11/18/1991
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NY
08/26/1988 - 09/29/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
08/26/1988 - 09/29/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
11/25/1987 - 05/06/1988
PAINEWEBBER INCORPORATED
IA
Issued 03/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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