Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim D. Frink is an active investment advisor representative at LPL Financial LLC, where Kim has been with the company since March 2020. Kim's investment advisory representative license is currently active in Arkansas, Massachusetts, and Texas. Kim has been in the financial services industry since March 1993. Kim also has previous experience with Securities America, Inc., Invest Financial Corporation, Citizens Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/03/2020 - Present
LPL Financial LLC (MARION MA)
MA
11/17/2017 - 03/16/2020
SECURITIES AMERICA, INC. (SANDWICH MA)
MA
05/18/2000 - 11/21/2017
INVEST FINANCIAL CORPORATION (SANDWICH MA)
RI
06/26/1998 - 07/11/2000
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
NY
01/18/1993 - 04/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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