Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim David Fox is a financial advisor with over 40 years of experience in the industry. Kim is a registered representative with Wells Fargo Clearing Services, LLC in Bellevue, Washington. Kim is also a registered investment advisor and has held registrations in multiple states. Kim has a broad range of experience in financial services, including securities, investment advisory, and insurance. Kim has passed the Series 7, Series 15, Series 63 and Series 65 exams, and has been recognized for their expertise in providing financial advice to a diverse clientele, including individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/15/2001 - Present
Wells Fargo Clearing Services, LLC (BELLEVUE WA)
NY
05/26/1989 - 11/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/22/1988 - 06/29/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/17/1981 - 05/09/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kim Fox is the right advisor for you? Invested Better is here to help.
