Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Penaflor is a financial advisor with LPL Financial LLC in San Diego, CA. Kim has been in the financial industry since 2010 and has experience working with a wide range of clients, including individuals, families, and businesses. Kim has a deep understanding of the financial markets and is committed to providing her clients with personalized advice and guidance. Kim is dedicated to helping her clients achieve their financial goals. Before joining LPL Financial LLC, Kim worked at Commonwealth Financial Network. Kim has obtained the Series 7, Series 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/02/2017 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
03/15/2010 - 07/22/2016
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
BC
Issued 12/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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