Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Anthon Checketts is an active advisor with Kovack Advisors, Inc. Kim has been in the industry since 1998 and has worked for several firms throughout their career including UBS Financial Services Inc. and NYLIFE Securities Inc. Kim is currently registered in 27 states and is a registered representative with FINRA and a registered investment advisor. Kim primarily works with high net worth individuals, corporations, and pension plans. Their areas of expertise include portfolio management for businesses and individuals, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/16/2007 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
UT
06/01/2001 - 02/16/2007
UBS FINANCIAL SERVICES INC. (SOUTH OGDEN UT)
NA
01/22/1988 - 08/05/1989
NYLIFE SECURITIES INC.
NA
07/21/1987 - 12/09/1987
UR FINANCIAL, INC.
NA
02/25/1986 - 08/03/1987
PRUCO SECURITIES CORPORATION
BOTH
Issued 06/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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