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Kim Ann Papenthien

Allspring Funds Distributor, LLC

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About Kim Ann Papenthien

Kim Papenthien has been a registered representative in the securities industry for over 20 years. Kim is currently a registered representative with Allspring Funds Distributor, LLC and is located in Menomonee Falls, Wisconsin. Kim has been with Allspring Funds Distributor, LLC since April 2005. Previously, Kim was a registered representative with Strong Investments, Inc. from June 2000 to April 2005. Kim holds the Series 7, Series 24, and Series 63 licenses. Kim also holds the Securities Industry Essentials (SIE) examination. Kim is registered in Wisconsin.

Firm Information

Kim Papenthien is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Kim Papenthien’s Registration & Firm History

WI

04/11/2005 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

WI

06/20/2000 - 04/11/2005

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BC

Issued 03/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kim Ann Papenthien.
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