Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Ann Cardaio is a registered representative at Scotia Capital (usa) Inc. located in New York, NY. Kim Ann Cardaio has been in the industry since October 22, 2013, and is currently registered with FINRA. Kim Ann Cardaio holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/13/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
04/12/2016 - 07/17/2018
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NJ
11/09/2015 - 03/03/2016
HILLTOP SECURITIES INC. (MATAWAN NJ)
NY
02/20/2012 - 03/11/2015
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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