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Kim Alexander Stevenson

Herbert J. Sims & CO, Inc.

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About Kim Alexander Stevenson

Kim Stevenson is a registered representative with Herbert J. Sims & Co, Inc. Kim has been in the financial services industry since 1986 and is currently active in the securities business. Kim holds a Series 5, 7, 24, 53, and 63 licenses. Kim is registered in Connecticut and New Jersey and is affiliated with Herbert J. Sims & Co, Inc. Kim has previously been employed at Axiom Capital Management, Inc., Alta Capital Group, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Tucker Anthony Incorporated, PaineWebber Incorporated, and Seligman Securities, Inc.

Firm Information

Kim Stevenson is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kim Stevenson’s Registration & Firm History

NJ

03/14/2008 - Present

Herbert J. Sims & CO, Inc. (Red Bank NJ)

NY

01/02/2008 - 02/25/2008

AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)

IL

07/17/2006 - 12/31/2007

ALTA CAPITAL GROUP, LLC (CHICAGO IL)

NY

03/08/2006 - 08/02/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

02/21/1996 - 03/08/2006

ADVEST, INC. (HARTFORD CT)

MA

03/16/1993 - 08/26/1995

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NJ

12/19/1990 - 03/05/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/17/1985 - 05/19/1986

SELIGMAN SECURITIES, INC.

NA

08/08/1981 - 01/03/1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 04/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/01/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1983

Series 5 - Interest Rate Options Examination

BC

Issued 08/15/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kim Alexander Stevenson.
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