Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kim? Claim Your ProfileKim Richardson is an investment advisor representative with Osaic Wealth, Inc.. Kim Richardson has been in the industry since 1995. Kim Richardson's professional experience includes previous roles at Cetera Financial Group, Cetera Advisors Networks, and Advisor Group. Kim Richardson is licensed to provide investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2015 - Present
Osaic Wealth, Inc. (HERMOSA BEACH CA)
CA
05/19/2011 - 10/01/2014
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
05/19/2011 - 10/01/2014
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
05/17/2011 - 10/01/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
07/25/2005 - 11/13/2009
ASSOCIATED SECURITIES CORP. (EL SEGUNDO CA)
TN
01/31/2005 - 06/17/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
AZ
10/24/2001 - 03/17/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
10/24/2001 - 03/17/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
09/07/1999 - 03/14/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
02/18/1992 - 08/19/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kim Richardson is the right advisor for you? Invested Better is here to help.
