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Kieth Lu Tong

Citizens Securities, Inc.

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About Kieth Lu Tong

Kieth Lu Tong is a financial advisor with Citizens Securities, Inc. Kieth has been in the industry since 2002. Kieth has a Series 6, 7, 63 and 65 license and is a Certified Financial Planner. Kieth is registered in Connecticut, Florida, Georgia, Illinois, Maine, Missouri, Nevada and New Hampshire. Kieth has a history of working with clients at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A., and MML Investors Services, LLC. Kieth is also a landlord with rental properties.

Firm Information

Kieth Tong is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kieth Tong’s Registration & Firm History

NH

06/09/2017 - Present

Citizens Securities, Inc. (PORTSMOUTH NH)

MA

01/28/2015 - 05/26/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

PA

10/10/2014 - 11/19/2014

MML INVESTORS SERVICES, LLC (NEW CASTLE PA)

ME

04/01/2010 - 10/09/2012

COMMONWEALTH FINANCIAL NETWORK (CUMBERLAND FORESIDE ME)

NH

10/01/2007 - 03/19/2010

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

NH

01/10/2005 - 09/21/2007

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

KS

12/19/2003 - 10/21/2004

WADDELL & REED, INC. (OVERLAND PARK KS)

MA

12/12/2001 - 01/05/2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MN

10/04/1999 - 09/14/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/04/1999 - 09/14/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

07/23/1999 - 09/03/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/20/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kieth Lu Tong.
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