Unclaimed
Kiet Tuan Huynh is a financial professional with over 13 years of experience in the industry. Kiet has a strong background in securities trading and operations, holding several industry certifications including Series 7, 55, 57TO, 99TO, and Series 24. Kiet is currently registered with Stonex Financial Inc. and has previously held positions with INTL FCSTONE CREDIT TRADING LLC and Sterne, Agee & Leach, Inc. Kiet is a licensed and registered professional in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/20/2009 - Present
Stonex Financial Inc. (WINTER PARK FL)
FL
02/06/2019 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (WINTER PARK FL)
FL
11/02/2016 - 07/11/2017
STERNE, AGEE & LEACH, INC. (WINTER PARK FL)
BC
Issued 02/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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