Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kiet? Claim Your ProfileKiet Gia Hua is a financial advisor with over 20 years of experience in the industry. Kiet is currently registered with Eagle Strategies LLC, where Kiet holds both Series 66 and Series 63 licenses. Kiet has been an active Registered Representative and Investment Advisor Representative in the New York and Pennsylvania markets since 2021. Prior to joining Eagle Strategies LLC, Kiet held various positions at other firms such as MML INVESTORS SERVICES, LLC, NYLIFE SECURITIES LLC, HIGHMARK FUNDS DISTRIBUTORS, INC., BB&T AM DISTRIBUTORS, INC., BNY MELLON DISTRIBUTORS INC., CAPITAL ANALYSTS, INCORPORATED, and WACHOVIA SECURITIES, LLC. Kiet is also licensed in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/08/2021 - Present
Eagle Strategies LLC (WHITE PLAINS NY)
PA
05/20/2014 - 09/28/2015
MML INVESTORS SERVICES, LLC (BALA CYNWYD PA)
PA
03/07/2011 - 04/01/2014
NYLIFE SECURITIES LLC (HORSHAM PA)
PA
10/28/2008 - 12/31/2010
HIGHMARK FUNDS DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
ME
03/12/2007 - 12/31/2010
BB&T AM DISTRIBUTORS, INC. (PORTLAND ME)
PA
03/12/2007 - 12/31/2010
BNY MELLON DISTRIBUTORS INC. (KING OF PRUSSIA PA)
PA
07/07/2006 - 03/02/2007
CAPITAL ANALYSTS, INCORPORATED (RADNOR PA)
MO
12/13/2001 - 05/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 6/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/9/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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