Unclaimed
Kiet Gia Hua is an investment advisor representative with Eagle Strategies LLC. Kiet has been in the financial services industry since 2003 and is registered with the state of New York. Kiet provides investment advice and financial planning services to individuals, high-net-worth individuals, charitable organizations, and corporations. Kiet has a strong background in the financial services industry, with experience working at a variety of firms. Kiet is dedicated to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/08/2021 - Present
Eagle Strategies LLC (WHITE PLAINS NY)
PA
05/20/2014 - 09/28/2015
MML INVESTORS SERVICES, LLC (BALA CYNWYD PA)
PA
03/07/2011 - 04/01/2014
NYLIFE SECURITIES LLC (HORSHAM PA)
PA
10/28/2008 - 12/31/2010
HIGHMARK FUNDS DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
ME
03/12/2007 - 12/31/2010
BB&T AM DISTRIBUTORS, INC. (PORTLAND ME)
PA
03/12/2007 - 12/31/2010
BNY MELLON DISTRIBUTORS INC. (KING OF PRUSSIA PA)
PA
07/07/2006 - 03/02/2007
CAPITAL ANALYSTS, INCORPORATED (RADNOR PA)
MO
12/13/2001 - 05/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 06/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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