Unclaimed
Kiersten McBain is a registered representative with Northwestern Mutual Investment Services, LLC, a firm with offices in Albany, New York. Kiersten has been in the securities industry since February 2021. Kiersten holds the Series 63, Series 7TO, Series 6TO and the SIE licenses. Kiersten is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
02/09/2021 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
BC
Issued 04/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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