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Kieran P Rogers

Foreside Fund Services, LLC

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About Kieran P Rogers

Kieran P. Rogers is a financial advisor at Foreside Fund Services, LLC in New York, NY. Kieran has been in the financial industry since September 29, 2022. Prior to joining Foreside Fund Services, LLC, Kieran worked at BARCLAYS CAPITAL INC. and MORGAN STANLEY. Kieran holds the Series 7TO, Series 66 and SIE licenses and is registered in New York.

Firm Information

Kieran Rogers is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kieran Rogers’s Registration & Firm History

NY

06/28/2024 - Present

Foreside Fund Services, LLC (New York NY)

NY

04/19/2023 - 06/20/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/23/2022 - 05/03/2023

MORGAN STANLEY (Garden City NY)

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Licenses & Designations

BOTH

Issued 12/02/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kieran P Rogers.
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