Unclaimed
Kieran James Hogue is a financial professional with over 20 years of experience in the industry. Kieran has a Series 7, Series 24 and Series 63 license and is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York. Prior to joining Merrill Lynch, Kieran was a registered representative at NationsBanc Investments, Inc. in Boston, MA and Barnett Investments, Inc. in Jacksonville, FL. Kieran has a deep understanding of the financial markets and is committed to providing personalized financial advice to his clients. Kieran specializes in providing financial services for businesses, high net worth individuals, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/01/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
MA
04/01/1998 - 05/01/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
04/18/1995 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BC
Issued 02/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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