Unclaimed
Kieran J Hughes is a financial advisor with Franklin Distributors, LLC. Kieran has been in the industry since January 7, 2002. Kieran is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66, and SIE licenses. Kieran is registered with the Securities and Exchange Commission (SEC) and is registered as a broker-dealer in 53 states and the District of Columbia. Kieran previously worked at Legg Mason Investor Services, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2007 - Present
Franklin Distributors, LLC (NEW YORK NY)
CT
12/01/2005 - 11/21/2006
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
02/20/2001 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 07/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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