Unclaimed
Kieran Denis Mahon is a financial professional with experience in the financial services industry. Kieran is a registered representative with Wells Fargo Securities, LLC, a firm that provides a wide range of financial products and services. Kieran is registered in North Carolina and has held previous positions with Wachovia Capital Markets, LLC and Wells Fargo Securities, LLC. Kieran has obtained the following licenses: Series 7, Series 24, Series 63, Series 79, and Series 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/25/2019 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
07/22/2008 - 08/13/2010
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
09/14/2007 - 07/03/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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