Unclaimed
Kieran Charles Kilkenny is a financial advisor with over 25 years of experience in the industry. Kieran began his career at Salomon Brothers Inc. in 1996 and has since held positions at Salomon Smith Barney Inc. and UBS Securities LLC. Kieran currently works at UBS Securities LLC, where he is registered to provide investment advice in all 50 states and the District of Columbia. Kieran is licensed to sell a variety of securities products, including stocks, bonds, mutual funds, and options. He also holds the Series 24, Series 3, Series 7, Series 55, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2001 - Present
UBS Securities LLC (NEW YORK NY)
NY
11/28/1997 - 07/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/07/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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