Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kian? Claim Your ProfileKian Hoe Soh is an active investment advisor representative with Osaic Institutions, Inc. in Los Angeles, CA. Kian has been in the industry since 1998 and has held previous positions at First Brokerage America, L.L.C., Cetera Investment Services LLC, LPL Financial LLC, UVEST Financial Services Group, Inc., and WM Financial Services, Inc. Kian is registered with FINRA and has passed the Series 6, 7, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/27/2018 - Present
Osaic Institutions, Inc. (Los Angeles CA)
CA
05/06/2016 - 01/26/2017
FIRST BROKERAGE AMERICA, L.L.C. (LOS ANGELES CA)
CA
01/30/2013 - 05/02/2016
CETERA INVESTMENT SERVICES LLC (MONTEBELLO CA)
CA
10/11/2011 - 01/30/2013
LPL FINANCIAL LLC (VAN NUYS CA)
CA
04/23/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MONTEREY PARK CA)
CA
10/06/2006 - 03/16/2010
PRIMEVEST FINANCIAL SERVICES, INC. (MONTEREY PARK CA)
CA
01/12/2006 - 10/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (MONTEREY PARK CA)
CA
04/02/1999 - 01/10/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
11/03/1998 - 03/15/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 06/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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