Unclaimed
Kiah Elyse Hicks is a financial professional with over 10 years of experience in the industry. Kiah is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Kiah has held previous positions with Prudential Investment Management Services LLC and M Holdings Securities, Inc. Kiah holds Series 66, Series 7 and SIE licenses. Kiah is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
07/30/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
12/17/2015 - 10/01/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (IRVINE CA)
CA
02/04/2011 - 12/17/2015
M HOLDINGS SECURITIES, INC. (IRVINE CA)
BOTH
Issued 03/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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