Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Khym-alexi? Claim Your ProfileKhym-alexi Fawcett-ellis is a registered representative with Neuberger Berman BD LLC, and is also an Investment Advisor Representative. Khym-alexi has been in the securities industry since March 2021, and has experience with UBS Financial Services Inc.. Khym-alexi is licensed to conduct business in New York. Khym-alexi is a Series 7TO, Series 66 and SIE licensed professional. Khym-alexi specializes in providing financial advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NJ
03/19/2021 - 01/19/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Khym-alexi Fawcett-ellis is the right advisor for you? Invested Better is here to help.
