Unclaimed
Khushboo Mittal is a financial advisor with BDT & MSD Partners, LLC, in Chicago, Illinois. Khushboo Mittal has been a registered representative in the securities industry for nine years and has experience with various financial products. Khushboo Mittal has passed Series 7, 63, 79 and SIE exams and is currently registered in seven states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/15/2023 - Present
BDT & MSD Partners, LLC (CHICAGO IL)
NY
08/30/2014 - 07/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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