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Khin Chawsu Aung

Cetera Advisors LLC

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About Khin Chawsu Aung

Khin Chawsu Aung is a financial advisor with Cetera Advisors LLC in FALLS CHURCH, VA. Khin has been in the financial services industry since October 4, 2005, and is licensed to sell securities in Virginia. Khin holds Series 6, Series 63, and SIE licenses. Khin was previously employed at FIRST ALLIED SECURITIES, INC.

Firm Information

Khin Aung is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Khin Aung’s Registration & Firm History

VA

09/08/2022 - Present

Cetera Advisors LLC (FALLS CHURCH VA)

VA

10/04/2005 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (FALLS CHURCH VA)

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Licenses & Designations

BC

Issued 11/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Khin Chawsu Aung.
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