Unclaimed
Khilan Rameshlal Shah is a financial professional with experience in the securities industry. Khilan has passed the SIE, Series 79TO, and Series 63 exams. Khilan is currently registered with Finalis Securities LLC and is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/12/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 04/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/04/2024
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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