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Khilan Rameshlal Shah

Finalis Securities LLC

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About Khilan Rameshlal Shah

Khilan Rameshlal Shah is a financial professional with experience in the securities industry. Khilan has passed the SIE, Series 79TO, and Series 63 exams. Khilan is currently registered with Finalis Securities LLC and is located in New York, NY.

Firm Information

Khilan Shah is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Khilan Shah’s Registration & Firm History

NY

08/12/2024 - Present

Finalis Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 04/30/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2024

SIE - Securities Industry Essentials Examination

BC

Issued 07/04/2024

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Khilan Rameshlal Shah.
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