Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Khiet? Claim Your ProfileKhiet Vo is a financial advisor with LPL Financial LLC, a large firm with over $50 billion in assets under management. Khiet Vo is registered in California and Nevada. Khiet Vo has over 10 years of experience in the financial services industry and has held prior roles at HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC, and BancWest Investment Services, Inc. Khiet Vo offers a variety of financial services to individuals and businesses, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2023 - Present
LPL Financial LLC (STOCKTON CA)
CA
06/10/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (ESCALON CA)
CA
12/13/2018 - 06/11/2019
HSBC SECURITIES (USA) INC. (PALO ALTO CA)
CA
10/22/2012 - 07/19/2018
WELLS FARGO CLEARING SERVICES, LLC (BURLINGAME CA)
BOTH
Issued 06/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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