Unclaimed
Khawajaomer Masud is a financial advisor with Raymond James & Associates, Inc. Khawajaomer has been in the industry since August 12, 2009. Khawajaomer has experience in providing financial advice to a range of clients including high-net-worth individuals, corporations, and individuals other than high-net-worth. Khawajaomer is also a registered representative with UBS Securities LLC, Macquarie Capital (USA) Inc., and Citigroup Global Markets Inc. Khawajaomer is registered to provide investment advice in the United States. Khawajaomer is also licensed to sell securities in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/28/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
06/08/2015 - 09/02/2021
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
03/15/2010 - 04/22/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
07/25/2007 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/08/2005 - 05/23/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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