Unclaimed
Kharmia Delemos Powell is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., with an office located in PRINCETON, NJ. Kharmia has been in the financial services industry since 2002. Kharmia's background includes a strong emphasis on Investment advisory. Kharmia is registered to offer advisory services in 24 states, and has a total of 7 approved FINRA registrations. Kharmia holds a number of professional designations. Kharmia also has experience with a number of financial products, including mutual funds, variable annuities, and fixed annuities. Kharmia has passed multiple examinations, including the Series 7, Series 31, Series 66, and SIE examinations. Kharmia's experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/22/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
BOTH
Issued 05/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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