Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kharissa? Claim Your ProfileKharissa Warren is a financial advisor associated with Fidelity Brokerage Services LLC. Kharissa is registered with the state of Massachusetts, Texas, and Utah. Kharissa Warren has been working in the securities industry since December 11, 2014. Kharissa holds a Series 7, Series 9, Series 10, and Series 63 license. Kharissa has a total of 5 exams with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
12/12/2014 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 01/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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