Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kharis? Claim Your ProfileKharis Quaintance is a financial professional with over 19 years of experience in the industry. Kharis is currently registered with Thrivent Investment Management Inc. as an investment advisor representative and a registered representative. Kharis is also registered as an investment advisor representative in several states including Florida, Oklahoma and Texas. Prior to joining Thrivent, Kharis has worked for several other financial firms, including Pruco Securities, LLC., NYLIFE Securities LLC, World Group Securities, Inc., AmSouth Investment Services, Inc., Compass Brokerage, Inc., Wachovia Securities, Inc. and First Union Brokerage Services, Inc. Kharis has passed the Series 7, Series 6, Series 63 and Series 65 exams, demonstrating their commitment to financial knowledge and expertise. Kharis specializes in working with individual investors and providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/16/2023 - Present
Thrivent Investment Management Inc. (Jacksonville FL)
FL
09/13/2021 - 06/20/2023
PRUCO SECURITIES, LLC. (Jacksonville FL)
FL
02/05/2021 - 09/08/2021
NYLIFE SECURITIES LLC (JACKSONVILLE FL)
FL
02/26/2008 - 03/25/2011
WORLD GROUP SECURITIES, INC. (JACKSONVILLE FL)
FL
05/02/2007 - 12/31/2007
WORLD GROUP SECURITIES, INC. (JACKSONVILLE FL)
FL
12/18/2003 - 08/25/2006
AMSOUTH INVESTMENT SERVICES, INC. (JACKSONVILLE FL)
AL
05/15/2003 - 12/01/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
MO
10/01/2000 - 01/15/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/04/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
03/25/1993 - 09/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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