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Khana Boi Foo

TD Securities (usa) LLC

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About Khana Boi Foo

Khana Boi Foo is a financial advisor registered in New York. Khana has been in the financial services industry since 2002 and is currently registered with TD Securities (usa) LLC. Prior to that, Khana was employed at TD Waterhouse Investor Services, Inc., Labranche & Co. LLC, Pershing LLC, and Credit Suisse First Boston LLC. Khana holds the Series 7, Series 63, and SIE licenses.

Firm Information

Khana Foo is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Khana Foo’s Registration & Firm History

NY

10/06/2005 - Present

TD Securities (usa) LLC (NEW YORK NY)

NE

05/19/2004 - 08/31/2005

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

09/18/2003 - 05/26/2004

LABRANCHE & CO. LLC (NEW YORK NY)

NJ

01/27/2003 - 06/13/2003

PERSHING LLC (JERSEY CITY NJ)

NY

06/26/2002 - 01/31/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Khana Boi Foo.
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