Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Khai? Claim Your ProfileKhai Cong Le has been in the financial services industry since 1999. Khai is currently a registered representative with Lincoln Investment and Capital Analysts, both of which are registered investment advisors. Khai is also a licensed insurance agent. Prior to joining these firms, Khai worked at VALIC Financial Advisors, Inc. for 16 years, Ameriprise Financial Services, Inc. for 7 years and IDS Life Insurance Company for 7 years. Khai holds several licenses including Series 7, Series 24, Series 51 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/12/2024 - Present
Lincoln Investment (LOMBARD IL)
IL
02/05/2007 - 08/25/2023
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
OH
07/09/1999 - 02/15/2007
AMERIPRISE FINANCIAL SERVICES, INC. (TOLEDO OH)
MN
07/09/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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