Unclaimed
Khadir Nuri Richie is an investment advisor representative with Richie Capital Group, a firm that provides financial advice to individuals and institutions. Khadir Richie is registered with the state of Georgia and Texas as an investment advisor representative. Khadir Richie has been in the financial services industry since 2006. Richie Capital Group provides investment advisory services to high net worth individuals, pooled investment vehicles, and corporations. Khadir Richie is a Series 7, Series 63, and Series 65 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
01/10/2019 - Present
Richie Capital Group (Austin TX)
CA
02/29/2008 - 02/17/2011
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
09/17/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
CA
05/12/2006 - 08/13/2007
SVB ALLIANT (PALO ALTO CA)
IA
Issued 10/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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