Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kexin? Claim Your ProfileKexin Chen is a registered representative with Nomura Securities International, Inc., a firm that provides a range of investment services. Kexin has experience in the financial industry, having passed the Series 63, Series 79TO, and SIE exams. Kexin holds active registrations in both California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
08/04/2023 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
BC
Issued 11/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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