Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevyn? Claim Your ProfileKevyn Francine Schroeder has been in the financial services industry since April 1984. Currently, Kevyn is registered with Stifel, Nicolaus & Company, Inc., and works out of the Frontenac, MO branch office. Kevyn previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Hutton Inc, E. F. Hutton & Company Inc, and Thomson McKinnon Securities Inc. Kevyn has passed the Series 3, 7, 63, and 65 exams, and holds a Series SIE designation. Kevyn specializes in working with high-net-worth individuals, corporations, and other businesses, as well as investment clubs, insurance companies, charitable organizations, pooled investment vehicles, banking institutions, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/04/2019 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
03/30/1988 - 10/07/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
NA
04/11/1988 - 04/21/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/01/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/18/1984 - 08/13/1986
THOMSON MCKINNON SECURITIES INC.
IA
Issued 11/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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